Helping to organise
A comprehensive checklist created from the Financial Conduct Authority’s Handbook and combined with best practice material to deliver over 400 Accountability compliance safeguards.
Check out our new 10 part series
that outlines the financial services accountability rules and the
activities firms should be focusing
on to stay compliant.
There are unlimited fines and even jail sentences for non-compliance which exposes anyone at the top to considerable risk.
The 60 Second Rule is an online series that provides a quick and practical guide to the regime and the key steps responsible owners might want to think about.
Solvassure. Compliance Technology.